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Our Services

Below are some of the many services that are available to my clients through our full service brokerage and wealth management firm:

Financial and Wealth Management Services

  • Retirement Income Planning
  • Estate Planning and Trust Services
  • Education Planning and Funding Strategies for 529 Plans
  • Asset Allocation and Portfolio Construction
  • 3rd Party Managers; Separately Managed Accounts (SMA's)
  • Life Insurance
  • Structured Investments
  • FDIC Insured CD's
  • Equities - Stocks, Mutual Funds, ETF's, Options
  • Fixed Income - Corporate and Municipal Bonds, Treasuries, CMO's, Preferred Stock
  • Executive Bonus Plans
  • Tax Deferred Investments
  • Tax Exempt Investments

Corporate Executive Services

  • Empoyee Stock Option Plans
  • Rule 144 Stock Sales

Corporate and Non-Profit Services

  • Investment Policy Statement Reviews
  • Deferred Compensation Programs
  • Individual 401(k) Plans, SEP and SIMPLE IRA's for Self-Employed Persons
  • 401(k) and 403(b) Plan Design Assistance and Servicing
  • 408(b)(2) Fee Disclosure Analysis
  • Cash Management Programs
  • Asset Allocation Strategies
  • Executive Bonus Plans
  • Business Succession Planning and Funding Strategies
  • Key Person Insurance