Our Services
Below are some of the many services that are available to my clients through our full service brokerage and wealth management firm:
Wealth Management Services
- Retirement Income Planning
- Estate Planning and Trust Services
- Education Planning and Funding Strategies for 529 Plans
- Asset Allocation and Portfolio Construction
- 3rd Party Managers; Separately Managed Accounts (SMA's)
- Life Insurance
- Structured Investments
- FDIC Insured CD's
- Equities - Stocks, Mutual Funds, ETF's, Options
- Fixed Income - Corporate and Municipal Bonds, Treasuries, CMO's, Preferred Stock
- Executive Bonus Plans
- Tax Deferred Investments
- Tax Exempt Investments
Financial Institutions
- Turn key cross platform wealth management solutions
Corporate Executive Service
- Employee Stock Option Plans
- Rule 144 Stock Sales
Corporate and Non-Profit Services
- Investment Policy Statement Reviews
- Deferred Compensation Programs
- Individual 401(k) Plans, SEP and SIMPLE IRA's for Self-Employed Persons
- 401(k) and 403(b) Plan Design Assistance and Servicing
- 408(b)(2) Fee Disclosure Analysis
- Cash Management Programs
- Asset Allocation Strategies
- Executive Bonus Plans
- Business Succession Planning and Funding Strategies
- Key Person Insurance